June 6, 2007

I’m Ec-”Stat”-ic

Supporters of Rudy Giuliani have been wondering how big a role Compstat, New York’s City’s innovative program to implement and track nearly every aspect of their crime reduction effort, would play in his campaign platform.

The answer for Rudy fans, thankfully, is that it will play a fairly large one according to a press release issued from the campaign late last week.

For those that may be unfamiliar with Compstat, allow me to cite parts of an article that I wrote last Fall entitled, “The Rudy Record: Crime Reduction” that explains Compstat in some detail:

Many New Yorkers (and most of the city’s ruling liberal elite) had given up onhington. reducing crime by the time of Rudy Giuliani’s inauguration as Mayor of New York City.

At that time, New York City was averaging five murders a day (1800-2200 murders a year between 1989 and 1993) and 10,000 felonies a week. Property crimes had essentially been decriminalized, with car owners displaying flags of surrender such as “radio already stolen” to prevent further break-ins. Roving “wolf packs” of street toughs instilled fear in law abiding citizens on the city’s streets.

Those who could leave the city did so (further weakening the city’s already crumbling taxpayer base). Of the residents fleeing New York City, 49% stated that they or someone they resided with had been a victim of violent crime within three years of their departure. By 1990, over one million New Yorkers had fled the city.

Mayor David Dinkins, not surprisingly, placed the blame for New York’s crime problem at society’s feet, echoing the liberal axiom that crime is best fought by increased government spending on social programs, or “fighting crime at its roots”. The answer certainly was not more police officers, as many liberal activists noted in reaction to budget cuts. Prominent among the first areas in which they suggested cuts, (in reaction to the $2.3 billion budget deficit in 1994) was the city’s incoming police academy class.

One poll respondent best summarized the feelings of New Yorkers regarding fighting crime in the city, lamenting, “It’s a bigger job than anyone can handle.”

Mayor Giuliani made “revolutionizing” New York City’s fight against crime his mission. His underlying philosophy: “Broken Windows” policing. His main weapon: a truly revolutionary tactic called Compstat.

The “Broken Windows” theory of policing first appeared in the March 1982 edition of the Atlantic Monthly in an article by James Q. Wilson and George L. Kelling. In essence, Broken Windows theory states that major crime will be reduced by enforcing laws on minor offenses because, A.) The rigorous enforcement of standard of living crimes such as vandalism creates an environment that is hostile to the individuals that are likely to commit more serious crimes, and B.) Individuals who commit smaller offenses are more likely to also commit more serious crimes. According to NYPD Commissioner Bill Bratton, roughly 2 in 13 subway fare-beaters had felony warrants. Enforcement of small offenses like turnstile jumping, leads to the capture of serious felons, keeping them off the city streets.

Broken Windows policing worked. Felonies in the city’s subway system dropped 75%. One out of every seven turnstile jumpers were found to either possess a weapon or be wanted under a felony warrant.

The other critical benefit of the rigorous enforcement of Broken Windows policing is that ridding the city of criminals who perpetrate quality of living crimes usually leads to fewer law abiding citizens fleeing a community.

Compstat’s effectiveness in fighting crime was due to its main areas of focus: the accurate compilation of crime statistics, and the accountability of those entrusted to fight crime.

No major city police department had ever successfully implemented a program to collect and analyze crime statistics on a daily basis. This was the foundation of Compstat’s strategy. Many doubted that this was even possible, with the normal sample of information for analysis being monthly, quarterly, or even annually. As Mayor Giuliani put it, “Examining the numbers annually or even quarterly wasn’t accomplishing anything in real time. By the time a pattern of crime was noticed, it would have changed.” The infrastructure needed to conduct daily data collection was thought to perhaps be 2 years from implementation. The Giuliani Administration had it up and running in three weeks.

Compstat works in this manner. Police officers were responsible for entering crime reports into his/her precinct’s On-Line Compliant System (OLCS), which transmits the street report into the Compstat mainframe. The data is reflected on a map which allows analysis of geographic concentrations of crime (sorted by hour of day, type of crime, etc??), as well as a weekly summary of crime complaints that display trends such as week-to-date, month-to-date, etc?? To keep the data honest, statistically unrealistic performance was flagged to allow investigation into “cooking the books” at the precinct level.

Accountability was stressed to everyone involved. The Compstat reports were available to all levels of authority in the chain of command. Every person, from the Mayor to the police officer on the street, knew how each precinct was performing.

The most critical aspect of creating accountability was the twice weekly Compstat meeting, where each individual borough command was to account before the Mayor and all of their peers, their department’s performance.

Mayor Giuliani remembers that, “from the very start of these meetings, the NYPD realized that something special was taking shape. [Deputy Police Commissioner] Jack Maple would pepper the precinct commander with: ??Why are car thefts down twenty percent citywide, but up ten percent in your area?’ Or: Explain how assaults have been falling for six straight months until last month then started rising.’”

Mayor Giuliani made sure that each precinct commander’s entire staff be present for these meetings, which would make it difficult to “pass the buck” onto an underling who was not present, (again demonstrating how accountability was heavily factored into the structural processes of Compstat itself.) Decisions were able to be made on how to reallocate police resources to areas that needed them before the problem became out of hand. Fighting crime had moved into the 21st Century under Mayor Giuliani. Police were now able to respond to rising crime in real time.

The results of holding each precinct accountable for crime in their respective areas on a weekly basis speak for themselves. Major felonies fell 12.3% in the first year alone. Murder and robbery fell by the greatest one-year margins in New York City history-17.9% and 15.5%. In addition, shootings fell by 75%; rapes decreased by 1,200 per year from 1993 to 2000; robberies fell from 85,883 per year to 32,213; burglaries plummeted from 100,933 to 38,155, and auto theft fell from 111,611 to 35,673. Overall crime fell by 57% and the drop was citywide (as an example, Mayor Giuliani noted that there were 92 murders in Crown Heights and 35 in Harlem in 1993. By 2000, those numbers were 35 and 5.)

Even the New York Times was forced to admit (after criticizing Compstat at its initial implementation while trumpeting competing programs in cities like San Diego) that “the regular Compstat meetings are probably the most powerful control device ever devised for police.” Compstat’s success led to Harvard bestowing its prestigious”Innovations in Government Award” on the program in 1996.

Compstat’s success has been long-term, which has diffused the main criticism of the program, namely, that crime was already falling nationwide by the time of its implementation. While true on its face, this criticism fails to note that New York City’s crime reduction was three to six times the national average. New York City today remains the United State’s safest big city, while cities like Boston and St. Louis saw homicides increase 67% and 22% in 2001. Chicago had 20 more murders than New York in 2001 despite having 5.1 million fewer inhabitants.

And what about that vaunted San Diego crime reduction program? San Diego experienced 16% more crime than New York City in 2001, with its crime rate rising by 3.9 percent while NYC’s fell by 7.6%

At the end of this article I speculated:

How will Compstat’s success factor into the 2008 campaign? Mayor Giuliani has recently hinted that a Compstat approach will likely factor heavily into his border security program. It is exciting to imagine how this program’s success could be applied to managing the forces securing our southern border.

We now know that border security is indeed one of the three key areas that Giuliani’s “Fedstat” program will be used to manage, along with terrorism prevention (TerrorStat) and reducing the size and scope of federal government (Government Accountability Program or GAPStat.)

According to Giuliani, the success of Stat programs is based on “accurate and timely intelligence, effective tactics, rapid deployment of personnel and resources, and relentless follow-up and assessment.”

Stat programs also work to address one greatest complaints of the American People; namely, that Washington is completely unaccountable to the people that they were elected to serve. Giuliani notes, “T]he thing that I heard most often as I traveled around the United States over the last four or five years was, ‘ Washington doesn’t work anymore. They don’t seem to accomplish anything. They don’t seem to be able to get anything done.’ ”

Mayor Giuliani goes on to explain, “The key to CompStat is not only deciding what the measure of success is going to be, and measuring it every day on [T]he key to it is relentless follow-up and assessment. Having a CompStat meeting every week. Because very often in businesses or in governments all these statistics are created and people take them and they put them in their drawer, and six months later they look at the statistics. The innovation that CompStat brought about was, it required everyone to confront the statistics every week.”

The bottom line is that Stat programs hold people accountable because they eliminate the ability to “pass the buck” to others. Everyone is expected to meet goals in their area of responsibility. There is no hiding behind a subordinate; no fudging of numbers. If car thefts were up 25% in one-week in a certain area. The precinct captain has to stand up at the weekly meeting and give not only an explanation, but what they plan to do about it.

And Giuliani makes it clear that the expectations shouldn’t decrease as you move up the ladder, “The major purpose Of [FedStat] is accountability. It begins [with me]. I have on my desk a sign that says, ‘I’m accountable.’”

So what will FedStat encompass exactly? The program covers three major areas:

  • BorderStat: “There should be a BorderStat program. The BorderStat program should measure the number of people coming over the border. The BorderStat program should try to determine how many people are coming over the border that are undetected. As the government rolls out its high technology program the technology is going to be there to figure out how many people are coming over that are undetected. That should be recorded every day, every night. It should be examined every single morning. And you should look at it and see how successful you’re being in stopping people from coming over the border. The BorderStat program can bring about what we desperately need, which is control of our borders.
  • TerrorStat: “You can take the CompStat program and you can apply it to terror — TerrorStat. It’s a program that is being developed in certain places in the country. It should be developed for the entire country, that is, trying to figure out what are the precursors that suggest that there’s going to be a terrorist act, suspicious activity. You need a system to make sure that we’re getting all that information and we’re getting the best use out of local law enforcement. [T]he FBI is limited in resources. Local police are unlimited in resources, hundreds of thousands. They should be our eyes and ears with the FBI helping to coordinate that, work with that, working with them. A TerrorStat program can get that intelligence to the right place.
  • GAPStat (Government Accountability Stat): “A GAPStat program can help us measure whether we’re actually imposing fiscal discipline on the government. It’s my promise that I would reduce the size of the federal employees. 42 percent of them are retiring in the next 10 years. My objective would be to try to replace about half those positions. No one would lose their job, but the position wouldn’t get filled. We would replace those positions with technology or with figuring out how people can be more productive. Well, you’ve got to track that. You have to have a GAPStat program to track that, and to track the out-of-control expenditures in each one of the agencies.

  • The rollout of the FedStat program is the core, the blueprint, the meat and potatoes if you will, of Mayor Giuliani’s plan to achieve results upon election to the presidency.

    This is how Giuliani changed New York City. And this is how he can change Washington.

    by @ 4:52 pm. Filed under Rudy Giuliani
    Trackback URL for this post:
    http://race42012.com/2007/06/06/im-ec-stat-ic/trackback/

    14 Responses to “I’m Ec-”Stat”-ic”

    1. Nusrat Says:

      As a libertarian, that makes me very…very…uncomfortable.

      Big Brother?

    2. David B Says:

      Nusrat, Rudy uses such means to achieve ends that are largely libertarian.

      Rudy is the closest thing to a libertarian to ever have a real shot at the Presidency!

    3. Nusrat Says:

      ?

      Ends do not justify means.

    4. Nusrat Says:

      Also, let’s assume your statement is true, that he wants to use means to achieve libertarian ends.

      a) What makes you think he or people below him won’t abuse this great power in the ___stats?

      b) What makes you think future presidents won’t abuse these powers?

      Rudy has, by far, the most authoritarian personality of all running for the GOP nomination. I do not trust him one bit with all this power he wants to bestow upon himself.

    5. murphy Says:

      Authoritarian is the word I’ve heard many people use to describe Rudy. Not something I’d think libertarians would like, but I’m no libertarian so what do I know.

    6. murphy Says:

      Also, not being a libertarian, the thought of monitoring people with technology 24-7 isn’t something I’m about to get my undies in a knot over. This program achieves ends which I’d simply describe as good policy, not necessarily libertarian.

    7. Kavon W. Nikrad Says:

      You guys… Seriously…!

      Stat programs clearly identify the results a person or a dept is expected to achieve in a certain area, track the numbers weekly instead of every six-months to a year, and then hold those responsible who are underperforming.

      If you are concerned about satellites and UAV’s patrolling the U.S./Mexican border looking for illegal crossings, drug-runners, and terrorists, then I ask you what exactly it is you want a candidate to do about border security?

    8. Nusrat Says:

      It’s not that it monitors the border.

      In fact, my concern isn’t the Border one. My main concern lies in the breadth of TerrorStat. It just seems like it could start out almost all-encompassing, and just as government programs enjoy doing, grow…and grow…and grow…

      To quote Benjamin Franklin: “Those who desire to give up freedom in order to gain security, will not have, nor do they deserve, either one.”

    9. murphy Says:

      Hey, Kavon, I agree with you. I like all three proposals, and the thought of the government being able to monitor suspicious activity in the citizenry with 21st century efficiency sounds great. What could go wrong, right?

    10. chrisfl Says:

      Sounds like Rudy is over-the-top with his beloved “stat” programs. Let’s stay in the real world.

      Even more GOP debate analysis.
      http://political-buzz.com/?p=219

    11. Josiah Schmidt Says:

      From what I can tell, TerrorStat isn’t going to expand domestic surveillance, it’s just going to ensure more up-to-date statistics on the surveillance we already have and hold the FBI and law enforcement agencies more accountable to busting domestic terror plots. I don’t think Rudy has any grand plans to grow some Big Brother-esque TerrorStat surveillance force, what with his plans to reduce federal employees by 20%. It’s all about the STATS.

    12. Melstrom Says:

      Hey, did anyone hear about the reporter who got arrested in the spin room after the Republican debate and charged with a felony criminal trespass after he questioned a Giuliani staffer? Seems like this could be called a serious violation of the freedom of the press…
      Here’s the video-

      http://www.jonesreport.com/articles/050607_reporter_arrested_giuliani_orders.html

      I never appreciate tactics like this to shut people up. If they’re wrong, we’ll figure it out, but don’t just silence people like this.

    13. Aron Goldman Says:

      Kavon,

      Check this out! Look under LIVE FEED…

      http://www.joinrudy2008.com/index.php

    14. econ grad stud Says:

      As an unequivocal Anybody-But-Rudy voter, I’ve got to give Rudy his due. Most politicians don’t get the need for quantitative measurement for success.

      As an economic graduate student this is second nature to me. Politicians who get the need for accurate statistics seem more competent to me.

    State of the Race


    Obama Approval


    Support R4'12

    Meta

    Recent Posts

    Buy This Book

    Categories

    Archives

    Search

    Blogroll

    Site Syndication

    Main